-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlL9/VbqUrZrQZc51vYFPY0i+298oWDEo8wswKIPJX/2NCgHp6Sq6qF4CwSPd0qm wz68oRVFtmNt2OUOCU5aDQ== 0000950135-09-000768.txt : 20090209 0000950135-09-000768.hdr.sgml : 20090209 20090209090022 ACCESSION NUMBER: 0000950135-09-000768 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090209 DATE AS OF CHANGE: 20090209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VINCIARELLI PATRIZIO CENTRAL INDEX KEY: 0000901484 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (978) 749-3404 MAIL ADDRESS: STREET 1: C/O VICOR CORPORATION STREET 2: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43949 FILM NUMBER: 09578980 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 9784702900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 SC 13G/A 1 b73881vcsc13gza.htm PATRIZIO VINCIARELLI / VICOR CORPORATION sc13gza
 
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 17)

VICOR CORPORATION
(Name of Issuer)
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
925815 10 2
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)

     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

          o   Rule 13d-1(b)

          o   Rule 13d-1(c)

          þ   Rule 13d-1(d)

 
 


 

CUSIP No. 925815 10 2   13G/A   Page 2 of 6 Pages

 

           
1   NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Patrizio Vinciarelli
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   20,697,366
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   20,697,366
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,697,366
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  50.6%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

CUSIP No. 925815 10 2   13G/A   Page 3 of 6 Pages
ITEM 1(A).   NAME OF ISSUER:
 
    Vicor Corporation
 
ITEM 1(B).   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
 
    25 Frontage Road, Andover, MA 01810
 
ITEM 2(A).   NAME OF PERSON FILING:
 
    Patrizio Vinciarelli
 
ITEM 2(B).   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
 
    Vicor Corporation, 25 Frontage Road, Andover, MA 01810
 
ITEM 2(C).   CITIZENSHIP:
 
    United States
 
ITEM 2(D)   TITLE OF CLASS OF SECURITIES:
 
    Common Stock, par value $.01 per share
 
ITEM 2(E)   CUSIP NUMBER:
 
    925815 10 2
 
ITEM 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B),
OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
 
    Not applicable

 


 

CUSIP No. 925815 10 2   13G/A   Page 4 of 6 Pages
ITEM 4.   OWNERSHIP.
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
     (a) Amount beneficially owned: 20,697,366
As of December 31, 2008, Mr. Vinciarelli was the beneficial owner of 9,673,718 shares of Vicor Corporation Common Stock (which number includes 16,904 shares which Mr. Vinciarelli has the right to acquire upon the exercise of options to purchase Common Stock within 60 days of December 31, 2008). Additionally, he owned 11,023,648 shares of Vicor Corporation Class B Common Stock, which may be converted at any time into 11,023,648 shares of Common Stock.
     (b) Percent of class:
50.6%
     (c) Number of shares as to which such person has:
  (i)   Sole power to vote or to direct the vote: 20,697,366
 
  (ii)   Shared power to vote or to direct the vote: 0
 
  (iii)   Sole power to dispose or to direct the disposition of: 20,697,366
 
  (iv)   Shared power to dispose or to direct the disposition of: 0
ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
 
    Not applicable.
 
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
 
    Not applicable.

 


 

CUSIP No. 925815 10 2   13G/A   Page 5 of 6 Pages
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
 
    ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.
 
    Not applicable.
 
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
 
    Not applicable.
 
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP.
 
    Not applicable.
 
ITEM 10.   CERTIFICATION.
 
    Not applicable.

 


 

CUSIP No. 925815 10 2   13G/A   Page 6 of 6 Pages
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: February 9, 2009  /s/ Patrizio Vinciarelli    
  Name:   Patrizio Vinciarelli   
  Title:   Chairman of the Board,
President and Chief
Executive Officer 
 
 

 

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